News & Updates

For the Securities Industry


Spicer Jeffries aims to serve our clients continuously with top quality, professional services. Continue to visit us here to read about important Securities Industry topics, regulatory changes, firm happenings and other updates.

Spicer Jeffries LLP Ranks Among Top 10 Hedge Fund Auditors

August 10, 2019

SJ is proud to be ranked among the Top 10 Hedge Fund Auditors by the HedgeFund Alert.  For six consecutive years, 2014 through 2019, Spicer Jeffries has continued its dedication to the securities industry and the Alternative Investment space.  These rankings...

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Emerging Manager Solution

August 9, 2019

Spicer Jeffries’ partners have been involved with newly launched hedge and commodity funds, both registered and unregistered, as well as private equity funds and mutual funds, since the mid- 1980s. With years of previous accounting work experiences between them, and...

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Tracking Your Success

August 1, 2019

Investment performance tables and charts are an excellent way to track and showcase the success of your managed accounts and/or fund. Having a performance examination done on your monthly, annual and cumulative returns and comparing them to your benchmark provides...

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Ancillary Tax Services

July 9, 2019

Spicer Jeffries’ tax department prepares tax documents for individuals and entities across the United States, in the Cayman Islands, and around the globe.  Our client base spans numerous business segments and Spicer Jeffries understands that our client's businesses and private...

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Three New Legislation Items for Fund Manager

May 9, 2019

Spicer Jeffries wants our clients to be aware of the following legislation that has direct effects on Fund Managers: 1. CARRIED INTEREST - Incentive Allocation New Holding Period Requirement In general, the receipt of a capital interest for services provided to...

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