Alternative Investments

Spicer Jeffries’ practice is focused on serving the needs of managers in the Alternative Investment space of the industry.  Our firm has been involved with newly launched hedge and commodity funds, both registered and unregistered, as well as private equity...


Emerging Manager Solution

Spicer’s founding partners learned early on what it takes to launch a fund successfully and the many different challenges that a new fund manager may encounter.  Now, after nearly four decades of working in the securities industry and servicing hundreds...


Registered Funds

Spicer Jeffries’ work with funds registered with the SEC blends our securities expertise with that of the needs of public companies.  We are the type of firm that provides expertise and knowledge while still maintaining a close working relationship with our clients.



Spicer Jeffries LLP currently provides services to over 75 broker-dealers while having served over 300 broker-dealers in the firm’s history.  Our firms dedication to the securities industry and current broker-dealer rules and regulations allow us to not only service our clients, but keep them prepared for challenges they may face in the future.



Serving Our Clients Across the Globe